Federal court decision · Humanitarian relief
INS v. Abudu
485 U.S. 94 (1988)
Abudu, ordered deported after overstaying his visa and a drug conviction, moved to reopen to seek asylum based largely on a 1984 visit from a Ghanaian official. The Supreme Court held that courts of appeals review for abuse of discretion the BIA's denial of reopening on grounds that the movant failed to introduce previously unavailable material evidence or, in asylum cases, failed reasonably to explain the failure to apply for asylum initially, rather than applying a summary-judgment-like strict standard.
Rule cited
A court of appeals reviews for abuse of discretion the BIA's denial of a motion to reopen on the ground that the movant failed to introduce previously unavailable, material evidence (8 CFR § 3.2) or, in an asylum case, failed reasonably to explain the failure to apply for asylum initially (8 CFR § 208.11); an alien already found deportable bears a heavier burden when first advancing an asylum request in a motion to reopen.
Scope of application
The U.S. Supreme Court's holding governs the standard of judicial review applied by federal courts of appeals to BIA denials of motions to reopen; it does not decide the standard of review for prima facie case determinations or the substantive asylum eligibility standard.
Official citation and verification records
Checked:2026-11-04 · Official decision source
- 第8章 - 裁量分析
[^ 46] See INS v. Abudu (PDF) , 485 U.S. 94, 105 (1988). See INS v. Bagamasbad (PDF) , 429 U.S. 24, 26 (1976). See INS v. Rios-Pineda (PDF) , 471 U.S. 444 (1985).
The records identify official use of the cited rule. A partial reversal, statutory amendment or controlling court ruling may affect its scope.
Complete reference translation, organized by original page and paragraph. Headings, citations and footnotes are retained. The English document is the official text.
Original page 1
OCTOBER TERM, 1987
1987年10月开庭期
Syllabus 485 U. S.
判例摘要 485 U. S.
IMMIGRATION AND NATURALIZATION
移民与归化
SERVICE v. ABUDU
局诉ABUDU
CERTIORARI TO THE UNITED STATES COURT OF APPEALS
调卷令申请针对美国联邦上诉法院
FOR THE NINTH CIRCUIT
第9巡回法院
No. 86-1128. Argued December 1, 1987-Decided March 1, 1988
第86-1128号。 1987年12月1日辩论——1988年3月1日判决
Respondent, a native and citizen of Ghana, overstayed his visa. After he pleaded guilty in 1981 to drug charges, deportation proceedings were initiated, at which he expressly declined to seek asylum as a refugee. In 1982, he was ordered deported, and in 1984, the Board of Immigration Appeals (BIA) dismissed his appeal. In 1985, while his petition for re- view in the Court of Appeals was pending, respondent filed a motion with the BIA requesting a reopening of his deportation proceeding to enable him to apply for asylum and a withholding of deportation. He claimed that he had a well-founded fear that if he was returned to Ghana his life and freedom would be threatened by the government that had seized power in 1981. Moreover, in. 1984, he had received a surprise visit from a former acquaintance who had become a Ghana government official and who, respondent believed, was attempting to entice him to return in order to force him to disclose the whereabouts of his brother and other government enemies. The BIA denied respondent's motion both on the ground that he had failed to make out a prima facie case of eligibility for asylum and on the alternative ground that he had failed to explain reasonably his decision not to request asylum in the first in- stance. The BIA noted that all of the facts set forth in the motion had been available to respondent at the time of the deportation hearing, ex-
被申请人系加纳本土出生公民,其签证逾期滞留。 1981年他对毒品指控认罪后,驱逐出境程序启动,在该程序中他明确拒绝寻求作为难民的庇护。 1982年,他被下令驱逐出境,1984年,移民上诉委员会(BIA)驳回了他的上诉。 1985年,在其向联邦上诉法院提交的复审申请待决期间,被申请人向BIA提交动议,请求重新开启其驱逐出境程序,以便其申请庇护和暂缓驱逐出境。 他声称有充分理由担心,若他被遣返加纳,其生命和自由将受到1981年夺取政权的政府的威胁。 此外,1984年,一位已成为加纳政府官员的旧识意外造访了他,被申请人认为此人试图诱使他回国,以迫使他披露其兄弟及其他政府敌人的下落。 BIA驳回了被申请人的动议,理由既包括他未能初步证明具备庇护资格,也包括他未能合理解释其最初未申请庇护的决定。 BIA指出,动议中陈述的所有事实在驱逐出境听证时均已为被申请人所知,除
cept for the 1984 visit, which may have been in fact a purely social visit. The Court of Appeals consolidated respondent's petitions for review and affirmed the deportation order, but reversed the order denying the mo- tion to reopen and remanded for further proceedings. Stating that the sole issue was whether respondent had made a prima facie case for re- opening, the court ruled that the appropriate standard of judicial review was the strict standard that would be applied when passing on a motion for summary judgment, rather than an abuse-of-discretion standard. Held:
1984年的造访之外,该造访实际上可能纯属社交性拜访。 联邦上诉法院合并审理了被申请人的复审申请,维持了驱逐出境令,但撤销了驳回重新开启动议的命令,并发回进一步审理。 法院指出唯一争点是申请人是否就重新开启提出了初步证明,裁定适当的司法审查标准应为审理即决判决动议时适用的严格标准,而非滥用自由裁量权标准。 判决:
1. Regardless of what may be the appropriate standard of judicial review when the BIA holds that the movant for reopening deportation proceedings has not established a prima facie case for the underlying relief sought (an issue not decided here), the abuse-of-discretion stand- ard of review is appropriate when the BIA's denial of a motion to reopen
1. 无论当BIA认定重新开启驱逐出境程序的动议人未能就所寻求的 underlying 救济确立初步证明时(本庭未就此问题作出裁决),适当的司法审查标准为何,当BIA驳回重新开启动议是基于其认定动议人未提出先前无法获得的实质性证据,或在庇护申请案件中,动议人未合理解释其最初未申请庇护时,滥用自由裁量权标准均为适当标准。
Original page 2
INS v. ABUDU
INS诉ABUDU
94 Syllabus
94 判例摘要
is based on its finding that the movant has not introduced previously un- available, material evidence or, in an asylum application case, that the movant has not reasonably explained his failure to apply for asylum ini-
其理由是动议人未提出先前无法获得的实质性证据,或在庇护申请案件中,动议人未合理解释其最初未申请庇护。
tially. The reasons why motions to reopen are disfavored in deportation proceedings are comparable to those that apply to petitions for rehearing and to motions for new trials on the basis of newly discovered evidence- particularly the strong public interest in bringing litigation to a close as promptly as is consistent with the interest in giving the adversaries a fair opportunity to develop and present their respective cases. The appropriate analogy is not a motion for summary judgment but, instead, a motion for a new trial in a criminal case on the basis of newly discov- ered evidence, as to which the moving party bears a heavy burden. Pp. 104-110.
在驱逐出境程序中重新开启动议不受青睐的理由,与适用于再审申请和基于新发现证据的新审判动议的理由相当——尤其是尽快终结诉讼的强烈公共利益,这与给予对方当事人公平机会发展和陈述各自案件的利益相一致。 适当的类比不是即决判决动议,而是刑事案件中基于新发现证据的新审判动议,对此动议方承担沉重负担。 第104-110页。
2. If respondent had made a timely application for asylum, supported by the factual allegations and exhibits set forth in his motion to reopen, the Immigration Judge would have been required to grant him an evi- dentiary hearing. However, an alien who has already been found de- portable has a much heavier burden when he first advances his request for asylum in a motion to reopen. The BIA did not abuse its discretion when it held that respondent had not reasonably explained his failure to apply for asylum prior to the completion of the initial deportation proceeding. Pp. 110-111.
2. 若被申请人及时提出庇护申请,并以其在重新开启动议中陈述的事实主张和证据支持,移民法官本应被要求给予其证据听证。 然而,已被认定可驱逐出境的外国人,在重新开启动议中首次提出庇护请求时,承担重得多的负担。 BIA认定被申请人未合理解释其在初始驱逐出境程序完成前未申请庇护,并未滥用自由裁量权。 第110-111页。
802 F. 2d 1096, reversed.
802 F. 2d 1096,撤销。
STEVENS, J., delivered the opinion of the Court, in which all other Mem- bers joined, except KENNEDY, J., who took no part in the consideration or decision of the case.
STEVENS大法官发表了法院意见,除KENNEDY大法官外,其余所有成员均加入该意见,KENNEDY大法官未参与本案的审议或裁决。
Robert H. Klonoff argued the cause for petitioner. With him on the briefs were Solicitor General Fried, Assistant At- torney General Willard, Deputy Solicitor General Wallace, and Marshall Tamor Golding.
Robert H. Klonoff为申请人进行辩论。 与其共同提交书状的有:总检察长Fried、助理总检察长Willard、副总检察长Wallace以及Marshall Tamor Golding。
Dorothy A. Harper argued the cause and filed a brief for respondent. *
Dorothy A. Harper为被申请人进行辩论并提交书状。*
*Briefs of amici curiae urging affirmance were filed for the American
*支持维持原判的法庭之友书状由美国
Immigration Lawyers Association by Robert D. Baizer; and for Centro Presente, Inc., et al. by Alan J. Rom and Robert Rubin.
移民律师协会的Robert D. Baizer提交;以及Centro Presente, Inc.等由Alan J. Rom和Robert Rubin提交。
Arthur C. Ilelton filed a brief for the Lawyers Committee for Human Rights as amicus curiae.
Arthur C. Ilelton代表人权律师委员会作为法庭之友提交书状。
Original page 3
OCTOBER TERM, 1987
1987年10月开庭期
Opinion of the Court 485 U. S.
法院意见 485 U. S.
JUSTICE STEVENS delivered the opinion of the Court.
STEVENS大法官发表了法院意见。
Regulations promulgated by the Attorney General author- ize deportable aliens to file motions to reopen their deporta- tion proceedings to request asylum on the basis of newly dis- covered evidence. Denials of such motions are subject to judicial review in the United States courts of appeals. The question in this case is whether those courts should review such Board of Immigration Appeals (BIA) denials under an abuse-of-discretion standard, as petitioner contends, or under the strict standard that would be applied when passing on a motion for summary judgment, as the Court of Appeals held. 802 F. 2d 1096 (CA9 1986). Consistently with our prior cases confirming the BIA's broad discretion in considering
总检察长颁布的条例授权可驱逐出境的外国人基于新发现的证据提交动议,重新开启其驱逐出境程序以申请庇护。 对此类动议的驳回须接受美国联邦上诉法院的司法审查。 本案的问题是,这些法院应根据申请人主张的滥用自由裁量权标准审查BIA的此类驳回,还是根据联邦上诉法院所裁定的、审理即决判决动议时适用的严格标准进行审查。 802 F. 2d 1096(CA9 1986)。 与我们先前确认BIA在审议
motions to reopen, we conclude that the abuse-of-discretion standard applies and therefore reverse the judgment of the Court of Appeals.
重新开启动议方面享有广泛自由裁量权的判例相一致,我们认定应适用滥用自由裁量权标准,因此撤销联邦上诉法院的判决。
I
I
Respondent, a native and citizen of Ghana, first entered the United States in 1965 as a student. While attending medical school in 1973, he spent his summer vacation in
被申请人系加纳本土出生公民,1965年作为学生首次进入美国。 1973年在医学院就读期间,他在加纳度过暑假,
Ghana, and then reentered the United States on a student visa that authorized him to remain until 1976. After becom- ing a licensed physician, he married an American citizen and overstayed his visa. In 1981, he pleaded guilty to charges of attempting to obtain narcotic drugs (Demerol) by fraud. In due course, deportation proceedings were initiated, and re- spondent designated England as the country of deportation if necessary and expressly declined to seek asylum as a refu- gee. On July 1, 1982, the Immigration Judge ordered him deported,' and on August 14, 1984, the BIA dismissed his appeal.
随后持学生签证重新进入美国,该签证授权其停留至1976年。 成为持照医师后,他与一名美国公民结婚,但其签证逾期滞留。1981年,他对以欺诈手段获取麻醉药品(Demerol)的指控认罪。 驱逐出境程序依法启动,被申请人指定必要时以英国为驱逐目的国,并明确拒绝寻求作为难民的庇护。 1982年7月1日,移民法官下令将其驱逐出境,' 1984年8月14日,BIA驳回了他的上诉。
' Respondent had declined to apply for asylum, but had argued instead that his marriage to a United States citizen made him eligible for an adjust- ment of status under 8 U. S. C. § 1255(a). The Immigration Judge denied the adjustment-of-status application, App. to Pet. for Cert. 28a, because respondent's drug conviction constituted a nonwaivable ground of exclud-
' 被申请人曾拒绝申请庇护,但转而主张其与美国公民的婚姻使其有资格根据8 U. S. C. § 1255(a)申请调整身份。 移民法官驳回了调整身份申请,App. to Pet. for Cert. 28a,因为被申请人的毒品定罪构成不可豁免的禁止入境理由,
Original page 4
INS v. ABUDU
INS诉ABUDU
94 Opinion of the Court
94 法院意见
Respondent filed a petition for review in the Court of Ap- peals for the Ninth Circuit. While that petition was pend- ing, on February 1, 1985, respondent filed a motion with the BIA requesting a reopening of his deportation proceeding to enable him to apply for asylum and a withholding of de- portation. In that motion, which was supported by affida- vits and other exhibits, respondent claimed that he had a well-founded fear that if England did not accept him and he was returned to Ghana, his life and freedom would be threat- ened by the regime in power. His fear was based largely on the facts that after the current government seized power in
被申请人向第9巡回联邦上诉法院提交复审申请。 在该申请待决期间,1985年2月1日,被申请人向BIA提交动议,请求重新开启其驱逐出境程序,以便其申请庇护和暂缓驱逐出境。 该动议附有宣誓书和其他证据,被申请人在其中声称有充分理由担心,若英国不接受他而他被遣返加纳,其生命和自由将受到执政政权的威胁。其恐惧主要基于以下事实:现任政府于
1981, it had carried out a systematic campaign of persecution against its political enemies and that respondent's brother and certain close friends were among the targets of that cam- paign. Moreover, in 1984, respondent had received an unso- licited and surprise visit from a former acquaintance who had become a high official in the Ghana government. The visitor invited respondent to return to Ghana, ostensibly because
1981年夺取政权后,对其政治敌人实施了系统性迫害运动,而被申请人的兄弟和一些密友是该运动的目标。 此外,1984年,被申请人接待了一位已成为加纳政府高级官员的旧识主动且意外的造访。 来访者邀请被申请人返回加纳,表面理由是
qualified physicians are in short supply, but respondent con- cluded that his visitor actually wanted to entice him to return in order to force him to disclose the whereabouts of his brother and other enemies of the government.
合格医师短缺,但被申请人断定来访者实际上是想诱使他回国,以迫使他披露其兄弟及其他政府敌人的下落。
The BIA first stated the standard for granting motions to reopen deportation proceedings in cases such as this:
BIA首先阐述了在此类案件中批准重新开启驱逐出境程序动议的标准:
"A motion to reopen deportation proceedings for the purpose of applying for asylum or withholding of depor- tation will only be granted where prima facie eligibility for such relief has been established and where the alien has reasonably explained his failure to assert the claim prior to completion of the deportation hearing. 8 CFR § 208.11 .... Nor will reopening be granted unless the evidence sought to be offered is material, was not avail- able, and could not have been discovered or presented at
"为申请庇护或暂缓驱逐出境而重新开启驱逐出境程序的动议,仅在已确立初步具备此类救济资格且外国人已合理解释其在驱逐出境听证完成前未提出该主张的情况下,方予批准。 8 CFR § 208.11 .... 除非拟提供的证据具有实质性、先前无法获得且在
ability, 8 U. S. C. § 1182(a)(23) (1982 ed., Supp. IV), and the BIA affirmed this determination, App. to Pet. for Cert. 24a.
可入境性,8 U. S. C. § 1182(a)(23)(1982年版,第IV补充),且BIA维持了该裁定,App. to Pet. for Cert. 24a。
Original page 5
OCTOBER TERM, 1987
1987年10月开庭期
Opinion of the Court 485 U. S.
法院意见 485 U. S.
the time of the original hearing. 8 CFR §§ 3.2, 103.5, 242.22 .... " App. to Pet. for Cert. 15a.
原听证时无法发现或提交,否则亦不予重新开启。 8 CFR §§ 3.2, 103.5, 242.22 ...." App. to Pet. for Cert. 15a。
The BIA then denied respondent's motion to reopen on both § 208.11 and prima facie case grounds, either of which would have sufficed. First, it held that respondent had not rea- sonably explained his failure to request asylum prior to the completion of the deportation proceedings, as required by Immigration and Naturalization Service (INS or Agency) regulations. 2 In support of this holding, the BIA noted that
随后,BIA基于§ 208.11和初步证明理由驳回了被申请人的重新开启动议,其中任一理由均足以支持驳回。 首先,BIA认定被申请人未按移民与归化局(INS或该局)条例的要求,合理解释其在驱逐出境程序完成前未请求庇护。2 为支持该认定,BIA指出
the Immigration Judge had continued the deportation hear- ing from November 10, 1981, until April 29, 1982, to give re- spondent an opportunity to apply for asylum, but that re- spondent had expressly declined to do so, and further, that all of the facts set forth in the motion-except for the sur- prise visit in 1984-had been available to respondent at the time of the hearing. With respect to the visit, the BIA ob- served that "the respondent's visitor was admittedly a long- time friend of the respondent's who in fact may have been paying a purely social visit." App. to Pet. for Cert. 17a. Second, the BIA also held that the facts set forth in the motion to reopen did not show either a clear probability of persecution within the meaning of § 243(h) of the Immigration and Nationality Act (Act), 66 Stat. 214, as amended, 8
移民法官曾将驱逐出境听证从1981年11月10日延期至1982年4月29日,以便给被申请人申请庇护的机会,但被申请人明确拒绝这样做,此外,动议中陈述的所有事实——除1984年的意外造访外——在听证时均已为被申请人所知。 关于该造访,BIA指出"被申请人承认来访者是其长期友人,实际上可能纯属社交性拜访。" App. to Pet. for Cert. 17a。 其次,BIA还认定,重新开启动议中陈述的事实既未显示《移民与国籍法》(该法)第243(h)条所指的迫害的明确可能性,66 Stat. 214,经修正,8
2Title 8 CFR § 208.11 (1987) provides in part: "[A motion to reopen to request asylum] must reasonably explain the failure to request asylum prior to the completion of the exclusion or de- portation proceeding. If the alien fails to do so, the asylum claim shall be considered frivolous, absent any evidence to the contrary."
2Title 8 CFR § 208.11 (1987) 部分规定: “[为请求庇护而提出的重新开放动议]必须合理说明为何在驱逐出境或排除出境程序完成之前未请求庇护。 如果外国人未能如此说明,则在没有相反证据的情况下,庇护申请应被视为轻率。”
Title 8 CFR § 3.2 (1987) provides in part: "Motions to reopen in deportation proceedings shall not be granted unless it appears to the Board that evidence sought to be offered is material and was not available and could not have been discovered or presented at the former hearing; nor shall any motion to reopen for the purpose of affording the alien an opportunity to apply for any form of discretionary relief be granted . . . unless the relief is sought on the basis of circumstances which have arisen subsequent to the hearing."
Title 8 CFR § 3.2 (1987) 部分规定: “驱逐出境程序中的重新开放动议不得获准,除非委员会认为拟提供的证据具有实质性,且在先前听证时无法获得且不可能被发现或提出;为给予外国人申请任何形式的自由裁量救济机会而提出的重新开放动议亦不得获准……除非该救济是基于听证之后出现的情形而寻求的。”
Original page 6
INS v. ABUDU
INS v. ABUDU
94 Opinion of the Court
94 法院意见
U. S. C. § 1253(h),3 or that respondent was eligible for asy- lum as a "refugee," see 8 U. S. C. § 1101(a)(42), under § 208 of the Act, 8 U. S. C. § 1158.1 In support of this holding, the BIA noted that no affidavit from his brother had been
U. S. C. § 1253(h),3 或者被申请人根据该法 § 208,8 U. S. C. § 1158.1 有资格作为“难民”获得庇护,见 8 U. S. C. § 1101(a)(42)。 为支持这一裁定,BIA 指出,其兄弟未提供任何宣誓书,
See INS v. Stevic, 467 U. S. 407 (1984) (mandatory withholding of de- portation under § 243(h) only if alien can establish that his "life or freedom would be threatened" on account of race, religion, political opinion, etc.). Although respondent moved for reopening to apply for both asylum and
见 INS v. Stevic, 467 U. S. 407 (1984)(只有在外国人能够证明其“生命或自由将受到威胁”系因种族、宗教、政治见解等原因时,才根据 § 243(h) 强制不予驱逐出境)。 尽管被申请人提出重新开放动议以申请庇护和
withholding of deportation, Motion to Reopen to Permit Respondent to Apply for Asylum and Request Withholding of Deportation in No. 86-7075 (CA9), p. 1 (pp. 14-19 of Pleadings of the Record), the focus throughout the proceedings has been on the asylum application, and our discussion will maintain the same focus. This focus should not obscure the fact that our holding today applies to BIA reopening decisions regarding both asylum and withholding of deportation requests. First, the standard for granting reopening under 8 CFR § 3.2 (1987) is the same for both asylum and with- holding of deportation requests; accordingly, the BIA's determination re- garding whether "evidence sought to be offered [on reopening] is material and was not available and could not have been discovered or presented at the former hearing," ibid., is subject to an abuse-of-discretion standard of review regardless of the underlying substantive claim asserted by the alien. Further, since all asylum requests "made after the institution of ex- clusion or deportation proceedings ... shall also be considered as requests for withholding exclusion or deportation pursuant to section 243(h) of the Act," 8 CFR § 208.3(b) (1987); since, normally, "the relevant evidence will be identical on both claims," 802 F. 2d 1096, 1102 (CA9 1986) (case below), see Matter of Mogharrabi, Interim Dec. No. 3028, p. 12 (BIA June 12,
不予驱逐出境,Motion to Reopen to Permit Respondent to Apply for Asylum and Request Withholding of Deportation in No. 86-7075 (CA9), p. 1 (pp. 14-19 of Pleadings of the Record),但整个程序中的焦点一直是庇护申请,我们的讨论也将保持同样的焦点。 这一焦点不应掩盖以下事实:我们今天的裁定适用于 BIA 关于庇护请求和不予驱逐出境请求的重新开放决定。首先,根据 8 CFR § 3.2 (1987) 准予重新开放的标准对庇护请求和不予驱逐出境请求是相同的;因此,BIA 关于“[重新开放时]拟提供的证据是否具有实质性,且在先前听证时无法获得且不可能被发现或提出”的判定,ibid.,无论外国人主张的 underlying 实体请求为何,均受滥用自由裁量权审查标准的约束。此外,由于所有“在排除出境或驱逐出境程序启动后提出的”庇护请求“也应被视为根据该法第 243(h) 条提出的不予排除出境或不予驱逐出境请求”,8 CFR § 208.3(b) (1987);由于通常情况下“相关证据在两项请求上将是相同的”,802 F. 2d 1096, 1102 (CA9 1986)(下级案件),见 Matter of Mogharrabi, Interim Dec. No. 3028, p. 12 (BIA June 12,
1987) ("[T]he core of evidence and testimony presented in support of the asylum and withholding applications will in almost every case be virtually the same"); and since it is easier to prove well-founded fear of persecu- tion than clear probability of persecution, the BIA's application of 8 CFR
1987)(“[在几乎所有案件中,为支持庇护申请和不予驱逐出境申请而提交的证据和证言的核心将几乎相同”);并且由于证明有充分理由恐惧迫害比证明明显可能遭受迫害更容易,BIA 适用 8 CFR
§ 208.11 (1987), which on its face applies only to asylum requests on reopen- ing, will also usually be dispositive of its decision whether to reopen to per- mit a withholding of deportation request. In sum, our holding today is that a court of appeals should review the BIA only for abuse of discretion when the Board denies reopening on § 3.2 or § 208.11 grounds, regardless
§ 208.11 (1987)——该条表面上仅适用于重新开放时的庇护请求——通常也将对其是否重新开放以允许提出不予驱逐出境请求的决定具有决定性。 总之,我们今天的裁定是:当委员会基于 § 3.2 或 § 208.11 的理由拒绝重新开放时,无论外国人请求的 underlying 依据为何,上诉法院仅应审查 BIA 是否滥用自由裁量权。
of the underlying basis of the alien's request. See n. 10, infra. I See INS v. Cardoza-Fonseca, 480 U. S. 421 (1987) ("well-founded fear of persecution" contains subjective and objective components, but does not require proof that persecution is more likely than not to occur if alien is deported).
见下文 n. 10。 I 见 INS v. Cardoza-Fonseca, 480 U. S. 421 (1987)(“有充分理由恐惧迫害”包含主观和客观要素,但不要求证明如果外国人被驱逐出境,迫害更可能发生而非不发生)。
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offered, and that there was no satisfactory explanation of the details of respondent's relationship with the enemies of the government or the reasons why that relationship might lead to his persecution. The BIA concluded that his conjectures about probable threats were too speculative to constitute a prima facie showing of eligibility for either asylum or with- holding of deportation.
未提供,且对请愿人与政府敌人之间关系的细节、或该关系可能导致其遭受迫害的原因,没有令人满意的解释。 BIA 认定,他关于可能威胁的推测过于臆测,不足以构成有资格获得庇护或不予驱逐出境的 prima facie 表面证据。
When respondent petitioned for review of the order deny- ing his motion to reopen, the Court of Appeals consolidated that petition with his pending petition to review the original order of deportation. The court affirmed the deportation order, 5 but reversed the order denying the motion to reopen and remanded for an evidentiary hearing on the asylum and withholding of deportation claims. In support of the latter holding, the court began by noting that although the BIA has "wide discretion" to deny motions to reopen, and although such denials are normally reviewed only for "abuse of discre- tion," in this case "the sole issue" was whether respondent had "presented a prima facie case for reopening." 802 F. 2d, at 1099-1100. The court stated that "[w]hen the Board restricts its decision [refusing to reopen] to whether the alien has established a prima facie case it is only this basis for its decision that we review." Id., at 1100 (internal quotation omitted). The court then reasoned:
当请愿人申请审查拒绝其重新开放动议的命令时,上诉法院将该申请与其待决的审查原驱逐出境命令的申请合并。 法院维持了驱逐出境命令,5 但撤销了拒绝重新开放动议的命令,并发回进行关于庇护和不予驱逐出境请求的证据听证。 为支持后一裁定,法院首先指出,尽管 BIA 拥有“广泛自由裁量权”拒绝重新开放动议,且此类拒绝通常仅以“滥用自由裁量权”标准审查,但在本案中“唯一问题”是请愿人是否“提出了重新开放的 prima facie 表面案件”。 802 F. 2d, at 1099-1100。 法院指出,“当委员会将其[拒绝重新开放]决定限于外国人是否已确立 prima facie 表面案件时,我们仅审查其决定的这一依据。” Id., at 1100(内部引文省略)。 法院随后推理:
"Upon motion to reopen, the Board must draw reason- able inferences from the facts in favor of the petitioner. A motion to reopen is analogous to a motion for summary judgment; each is accompanied by affidavits and other
“在重新开放动议中,委员会必须从有利于请愿人的角度对事实作出合理推断。 重新开放动议类似于即决判决动议;两者均附有宣誓书和其他
evidentiary material and may be granted if the motion presents 'proof that will support the desired findings [of a prima facie case] .. .until it is contradicted or over- ruled by other evidence.' Maroufi v. INS, 772 F. 2d 597, 599 (9th Cir. 1985). In both cases, inferences are to
证据材料,并且如果该动议提出‘支持所期望的[ prima facie 表面案件]认定的证据……直到被其他证据反驳或推翻’,则可以获准。 Maroufi v. INS, 772 F. 2d 597, 599 (9th Cir. 1985)。 在两种情况下,推断均应
Respondent did not cross-petition for a writ of certiorari from this holding.
被申请人未就该裁定提出交叉调卷令申请。
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be drawn in favor of the party whose entitlement to fur- ther proceedings is at stake: the non-moving party under Fed. R. Civ. P. 56 and the alien seeking reopening under 8 CFR 3.2. See, e. g., U. S. v. Diebold, Inc., 369 U. S. 654, 655 (1962) ('choice of inferences to be drawn from the subsidiary facts contained in the affidavits ... sub- mitted [is inappropriate]. On summary judgment the inferences to be drawn from the underlying facts con- tained in such materials must be viewed in the light most favorable to the party opposing the motion.')... "[F]or purposes of the limited screening function of mo- tions to reopen, the BIA must draw all reasonable infer- ences in favor of the alien unless the evidence presented is 'inherently unbelievable.' Hernandez-Ortiz [v. INS], 777 F. 2d [509,] 514 [CA9 1985].
有利于其进一步程序权利处于利害关系中的一方:Fed. R. Civ. P. 56 下的非动议方,以及根据 8 CFR 3.2 寻求重新开放的外国人。 见,例如,U. S. v. Diebold, Inc., 369 U. S. 654, 655 (1962)(‘从宣誓书中所含附属事实作出的推断选择……提交[是不适当的]。 在即决判决中,从此类材料所含 underlying 事实作出的推断必须从最有利于反对动议一方的角度审视。’)…… “[F]就重新开放动议的有限筛查功能而言,BIA 必须作出一切有利于外国人的合理推断,除非所提交的证据‘本质上不可信’。 Hernandez-Ortiz [v. INS], 777 F. 2d [509,] 514 [CA9 1985]。”
"While the visit from the Ghanian official could be viewed as benign, it could also be viewed, as Dr. Abudu suggests, as threatening. Viewing the inferences in favor of the petitioner as we must, we conclude that the affidavits made out a prima facie case of well- founded fear of persecution." Id., at 1101-1102 (cita- tions omitted). Although the BIA had denied respondent's motion to re- open both on the ground that he had failed to make out a prima facie case for asylum and on the ground that he had failed to explain reasonably his decision not to request asy- lum in the first instance, and although the Government had
“虽然加纳官员的来访可被视为善意,但也可如 Abudu 博士所主张的那样被视为威胁。 我们必须从有利于请愿人的角度审视推断,因此认定宣誓书构成了有充分理由恐惧迫害的 prima facie 表面案件。” Id., at 1101-1102(引文省略)。 尽管 BIA 既以被申请人未能构成庇护的 prima facie 表面案件为由、又以他未能合理说明其最初决定不请求庇护为由,拒绝了其重新开放动议,且尽管政府在
contended in the Court of Appeals that "petitioner neither offered a reasonable explanation for the belatedness of his application for asylum and withholding of deportation nor made a prima facie showing of entitlement to such relief," Brief for Respondent in Nos. 84-7686 and 86-7075 (CA9), p. 16 (emphasis added), the Court of Appeals did not discuss, as a separate matter, the "failure to explain" ground in the BIA's decision. The Court of Appeals' statement that "the
上诉法院主张“请愿人既未就其庇护和不予驱逐出境申请的迟延提出合理解释,也未就获得此类救济的资格作出 prima facie 表面证明”,Brief for Respondent in Nos. 84-7686 and 86-7075 (CA9), p. 16(着重号为原文所加),但上诉法院并未将 BIA 决定中的“未能解释”依据作为单独事项进行讨论。 上诉法院关于“本案
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sole issue [in this case] is whether petitioner presented a prima facie case for reopening," 802 F. 2d, at 1100, reveals
唯一问题是请愿人是否提出了重新开放的 prima facie 表面案件”的陈述,802 F. 2d, at 1100,表明
that the court seems to have blended the two grounds into one. 6
法院似乎将两项依据合并为一项。 6
The petition for certiorari described this case as involving "the extent to which a reviewing court is required to defer to the BIA's ruling on a motion to reopen deportation proceed- ings." Pet. for Cert. 8. Like the Court of Appeals' opinion, the questions presented, though, did not clearly separate the two grounds upon which the BIA had denied respondent's motion to reopen, 7 and respondent reported to us, incor-
调卷令申请将本案描述为涉及“审查法院在多大程度上必须遵从 BIA 关于重新开放驱逐出境程序动议的裁定”。 Pet. for Cert. 8。 然而,与上诉法院的意见一样,所提出的问题并未明确区分 BIA 拒绝被申请人重新开放动议所依据的两项理由,7 且被申请人向我们报告,incor-
I Early in its opinion, the Court of Appeals did state, correctly, that the BIA had denied reopening both because of respondent's failure to explain the belated asylum application and because of his failure to make out a prima facie showing for asylum relief. 802 F. 2d, at 1099. The Court of Appeals later commented:
I 上诉法院在其意见开头确实正确地指出,BIA 拒绝重新开放既是因为被申请人未能解释迟延的庇护申请,也是因为他未能构成庇护救济的 prima facie 表面证明。802 F. 2d, at 1099。 上诉法院后来评论道:
"The Board incorrectly found that all the considerations upon which Dr. Abudu relied in making his asylum and prohibition against deportation claims were in existence at the time he made the determination not to apply for such relief." Id., at 1102. This statement was erroneous. The Board's actual finding was: "We are satisfied from a careful review of the record that the respondent has not reasonably explained his failure to file his application at the hear- ing. 8 CFR § 208.11; Matter of Escobar, 18 I&N Dec. 412 (BIA 1979). He was aware at the time of the hearing of the problems which his brother and other associates were allegedly facing, yet apparently those consider- ations did not then prompt him to seek asylum. Now, in seeking reopen- ing, he relies heavily on those same considerations. Given that so much of the evidence upon which the respondent now bases his persecution claim was available at the time of the hearing, we are not persuaded that the visit by a member of the present government was by itself so alarming that it explains the respondent's failure to apply for asylum at the hearing." App. to Pet. for Cert. 17a. It may be that the Court of Appeals' confusion regarding the BIA's holding led to its addressing the two separate grounds on which the BIA had relied as if they were one.
“委员会错误地认定,Abudu 博士在作出不申请此类救济的决定时,其据以提出庇护和禁止驱逐出境请求的所有考虑因素均已存在。” Id., at 1102。 该陈述是错误的。 委员会的 actual 认定是: “经仔细审查记录,我们确信被申请人未能合理说明其在听证时未提交申请的原因。 8 CFR § 208.11; Matter of Escobar, 18 I&N Dec. 412 (BIA 1979)。 他在听证时已知道其兄弟和其他同伙据称面临的问题,但显然这些考虑当时并未促使他寻求庇护。 现在,在寻求重新开放时,他大量依赖这些相同的考虑。 鉴于被申请人现在据以提出迫害请求的如此多证据在听证时已经可以获得,我们不相信现任政府成员的来访本身如此令人惊恐,以致能够解释被申请人在听证时未申请庇护的原因。” App. to Pet. for Cert. 17a。 上诉法院对 BIA 裁定的混淆可能导致了其将 BIA 所依赖的两项单独依据当作一项来处理。
7"QUESTIONS PRESENTED "1. Whether a decision by the Board of Immigration Appeals (BIA) de- nying an alien's motion to reopen deportation proceedings on the ground
7“所提出的问题 “1. 移民上诉委员会(BIA)以……为由拒绝外国人重新开放驱逐出境程序动议的决定是否
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rectly, that "the sole question before the Ninth Circuit was whether the Respondent had established a prima facie case of a well founded fear of persecution." Brief in Opposition 20. Petitioner's reply memorandum, though, eliminated any pos- sible doubts about the issue it was asking us to resolve:
正确地指出,“第九巡回法院面临的唯一问题是,被申请人是否已确立初步证据表明有充分理由恐惧迫害。”反对简报第20页。 然而,申请人的回复备忘录消除了关于其要求我们解决的问题的任何可能疑问:
"[T]he important question for present purposes [is] whether the BIA correctly found that respondent had not offered significant new evidence and had not ade- quately explained his previous failure to seek asylum or withholding of deportation (see 8 CFR 3.2, 208.11)." Reply Memorandum for Petitioner 2, n. 2.8
“就目前而言,重要的问题是,移民上诉委员会(BIA)是否正确地认定被申请人未提供重要的新证据,且未充分解释其先前未寻求庇护或暂缓驱逐出境的理由(见8 CFR 3.2, 208.11)。”申请人回复备忘录第2页,脚注2.8。
that the alien did not make a prima facie showing of entitlement to relief must be affirmed if it is plausible and not arbitrary.
如果该外国人未初步表明有权获得救济,该认定只要合理且非任意,就必须予以维持。
"2. Whether the BIA, in ruling on an alien's motion to reopen deporta- tion proceedings, is required to draw all reasonable inferences in favor of the alien." Pet. for Cert. (I). I Thus, this case comes to us in a different posture than did INS v. Stevic, 467 U. S. 407 (1984). There, the BIA had issued an opinion deny- ing reopening to the alien movant on alternative grounds similar to those relied upon by the BIA in today's case. That is, the BIA in Stevic had held (1) that Stevic had failed to show that the new evidence was unavailable at the initial deportation hearing, and thus could not overcome the threshold of 8 CFR § 3.2 (1987), and (2) that Stevic had "failed to submit prima facie evidence" of the substantive ground on which he sought relief (that his freedom would be threatened upon return to Yugoslavia on account of his political opinion). INS v. Stevic, supra, at 411, and n. 3. The Court of Appeals in Stevic held that a change in the law between Stevic's initial deportation hearing and his motion to reopen had changed the legal stand- ard for the underlying substantive claim, and thus that Stevic was entitled to a hearing under the new, more lenient standard. We reversed, holding that the standard for gaining mandatory withholding of deportation under § 243(h) had not been altered by the Refugee Act of 1980. See n. 3, supra. Thus, although the BIA had relied upon alternative grounds in Stevic simi- lar to those it relied upon in respondent's case -and accordingly one could suggest that we should decide the underlying substantive issue here just as we did in Stevic-the crucial difference between the two cases is that in Stevic the issue whether sufficient new evidence was available to re- quire reopening depended upon a determination whether the underlying substantive standard for withholding of deportation had been altered, while in today's case the issue whether respondent reasonably explained his
“2. 移民上诉委员会在裁决外国人重新开放驱逐出境程序的动议时,是否必须作出有利于该外国人的一切合理推断。”调卷令申请(I)。 因此,本案提交至本院时的姿态与INS v. Stevic, 467 U. S. 407 (1984)不同。在该案中,移民上诉委员会基于与今日案件中所依赖的类似替代理由,发布意见拒绝重新开放给提出动议的外国人。也就是说,Stevic案中的移民上诉委员会曾认定:(1) Stevic未能证明新证据在最初的驱逐出境听证时无法获得,因此无法克服8 CFR § 3.2 (1987)的门槛;以及(2) Stevic“未能提交初步证据”证明其寻求救济的实质性理由(即他返回南斯拉夫后将因政治观点而自由受到威胁)。INS v. Stevic, 前引, 第411页及脚注3。Stevic案中的上诉法院认定,Stevic最初驱逐出境听证与其重新开放动议之间法律的变化改变了 underlying 实质性主张的法律标准,因此Stevic有权根据新的、更宽松的标准获得听证。本院推翻该判决,认定根据§ 243(h)获得强制暂缓驱逐出境的标准并未被1980年《难民法》修改。见前引脚注3。因此,尽管移民上诉委员会在Stevic案中依赖的替代理由与本案被申请人案件中所依赖的类似——因此可以建议我们应像在Stevic案中那样裁决这里的 underlying 实质性问题——但两案的关键区别在于:在Stevic案中,是否有足够的新证据可要求重新开放的问题取决于对暂缓驱逐出境的 underlying 实质性标准是否已被修改的认定;而在今日案件中,被申请人是否合理解释了其
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Thus, we granted certiorari, 480 U. S. 930 (1987), not to decide the substantive issues of what constitutes a prima facie case for establishing eligibility for asylum on the basis of a well-founded fear of persecution, or of what standard of re- view applies, either initially or on motion to reopen, when the
因此,我们批准了调卷令,480 U. S. 930 (1987),并非为了裁决实质性问题的构成,即何为基于有充分理由恐惧迫害而确立庇护资格的初步案件,或适用何种审查标准,无论是在最初还是在重新开放动议时,当
BIA rests its grant or denial of relief squarely on prima facie case grounds, 9 but rather to determine the standard a Court of Appeals must apply when reviewing the BIA's conclusion that an alien has not reasonably explained his failure to assert his asylum claim at the outset.
移民上诉委员会将其准予或拒绝救济完全建立在初步案件理由上,9 而是为了确定上诉法院在审查移民上诉委员会关于外国人未合理解释其最初未提出庇护主张的结论时必须适用的标准。
II There are at least three independent grounds on which the BIA may deny a motion to reopen. First, it may hold that the movant has not established a prima facie case for the un- derlying substantive relief sought. The standard of review of such a denial is not before us today, as we have explained. Second, the BIA may hold that the movant has not intro- duced previously unavailable, material evidence, 8 CFR § 3.2
II 移民上诉委员会至少可以基于三个独立理由拒绝重新开放动议。首先,它可以认定动议人未确立初步案件以支持所寻求的 underlying 实质性救济。如我们已解释,此类拒绝的审查标准今日不在本院面前。其次,移民上诉委员会可以认定动议人未引入先前无法获得的实质性证据,8 CFR § 3.2
failure to apply for asylum initially does not so depend upon how one states the underlying substantive standard, but rather may be resolved as an in- dependent matter. Unlike the petition for writ of certiorari and reply memorandum in today's case, which asked us to resolve an issue regarding agency discretion on reopening and not the underlying substantive stand- ard for determining eligibility for asylum, the petition for writ of certiorari in Stevic, as well as the brief in opposition and reply memorandum, dis- cussed only the nature of the underlying substantive standard.
最初未申请庇护的失败并不如此依赖于如何陈述 underlying 实质性标准,而是可以作为独立事项解决。与今日案件中的调卷令申请和回复备忘录不同——它们要求我们解决关于机构在重新开放上的自由裁量权的问题,而非确定庇护资格的 underlying 实质性标准——Stevic案中的调卷令申请以及反对简报和回复备忘录仅讨论了 underlying 实质性标准的性质。
'Just last Term we stated that "[t]here is obviously some ambiguity in a term like 'well-founded fear' which can only be given concrete meaning through a process of case-by-case adjudication." INS v. Cardoza-Fonseca, 480 U. S., at 448. The BIA has begun this post-Cardoza-Fonseca process of giving meaning to "well-founded fear of persecution." Matter of Mog- harrabi, Interim Dec. No. 3028, at 9 (after canvassing various approaches taken by Courts of Appeals, adopts general standard set forth by Fifth Cir- cuit in Guevara Flores v. INS, 786 F. 2d 1242 (1986), cert. denied, 480
“就在上一开庭期,我们指出,‘像“有充分理由恐惧”这样的术语显然存在一些模糊性,只能通过逐案裁决的过程赋予具体含义。’INS v. Cardoza-Fonseca, 480 U. S., 第448页。移民上诉委员会已开始这一Cardoza-Fonseca之后的进程,赋予‘有充分理由恐惧迫害’以含义。Matter of Mogharrabi, 临时决定第3028号,第9页(在审查上诉法院采取的各种方法后,采纳第五巡回法院在Guevara Flores v. INS, 786 F. 2d 1242 (1986), 调卷令被拒, 480
U. S. 930 (1987), viz., "that an applicant for asylum has established a well- founded fear if he shows that a reasonable person in his circumstances would fear persecution"). We express no opinion on the BIA's recent formulation.
U. S. 930 (1987)中提出的一般标准,即‘庇护申请人如果表明其处境下的合理人会恐惧迫害,即已确立有充分理由恐惧’)。我们对移民上诉委员会最近的表述不发表意见。
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(1987), or, in an asylum application case, that the movant has not reasonably explained his failure to apply for asylum ini- tially, 8 CFR §208.11 (1987). (The issues under the two regulations may, of course, both involve the incremental sig- nificance of whatever allegedly new evidence is introduced by the movant.) We decide today that the appropriate stand- ard of review of such denials is abuse of discretion. Third, in cases in which the ultimate grant of relief is discretionary (asylum, suspension of deportation, and adjustment of status, but not withholding of deportation), the BIA may leap ahead, as it were, over the two threshold concerns (prima facie case and new evidence/reasonable explanation), and simply deter- mine that even if they were met, the movant would not be entitled to the discretionary grant of relief. We have con- sistently held that denials on this third ground are subject to an abuse-of-discretion standard. INS v. Rios-Pineda, 471 U. S. 444 (1985) (suspension of deportation); INS v. Baga- masbad, 429 U. S. 24 (1976) (adjustment of status).
(1987),或在庇护申请案件中,动议人未合理解释其最初未申请庇护,8 CFR § 208.11 (1987)。(当然,两项规定下的问题都可能涉及动议人引入的任何所谓新证据的增量意义。)我们今日裁定,对此类拒绝的适当审查标准是滥用自由裁量权。第三,在最终准予救济属于自由裁量的案件中(庇护、暂缓驱逐出境和调整身份,但不包括暂缓驱逐出境),移民上诉委员会可以如其所言,跳过两个门槛问题(初步案件和新证据/合理解释),直接认定即使满足这些条件,动议人也无权获得自由裁量的救济。我们一贯认定,基于第三理由的拒绝受滥用自由裁量权标准的审查。INS v. Rios-Pineda, 471 U. S. 444 (1985)(暂缓驱逐出境);INS v. Bagamasbad, 429 U. S. 24 (1976)(调整身份)。
We have discussed 8 CFR § 3.2 (1987), which is one of the two regulations before us today, in dicta:
我们在附带意见中讨论了8 CFR § 3.2 (1987),这是今日摆在我们面前的两项规定之一:
"[Section 3.2] is framed negatively; it directs the Board not to reopen unless certain showings are made. It does not affirmatively require the Board to reopen the pro- ceedings under any particular condition. Thus, the regulations may be construed to provide the Board with discretion in determining under what circumstances pro- ceedings should be reopened." INS v. Jong Ha Wang, 450 U. S. 139, 144, n. 5 (1981). This footnote, and our subsequent citations of it, INS v. Rios-Pineda, supra, at 449; INS v. Phinpathya, 464 U. S.
“[第3.2条]以否定方式表述;它指示委员会除非作出某些表明,否则不得重新开放。它并未肯定性地要求委员会在任何特定条件下重新开放程序。因此,该规定可被解释为赋予委员会在决定何种情况下应重新开放程序方面的自由裁量权。”INS v. Jong Ha Wang, 450 U. S. 139, 144, 脚注5 (1981)。 该脚注以及我们随后对其的引用,INS v. Rios-Pineda, 前引, 第449页;INS v. Phinpathya, 464 U. S.
183, 188, n. 6 (1984),1 stand for the proposition that the BIA
183, 188, 脚注6 (1984),1 支持以下主张:移民上诉委员会
"oRespondent attempts to distinguish Jong Ha Wang, Phinpathya, and Rios-Pineda, by arguing that the key standard for determining eligibility
“o被申请人试图区分Jong Ha Wang、Phinpathya和Rios-Pineda,主张确定暂缓驱逐出境资格的关键标准(驱逐出境是否会导致外国人极端困难)本身是由移民上诉委员会自由裁量确立的,见8 U. S. C. §§ 1254(a)(1)和1103;8 CFR § 2.1 (1987);INS
for suspension of deportation (whether the deportation would result in extreme hardship to the alien) is itself established at the discretion of the BIA, see 8 U. S. C. §§ 1254(a)(1) and 1103; 8 CFR §2.1 (1987); INS
关于暂停驱逐出境(驱逐出境是否会对该外国人造成极端困难)本身由BIA酌情确立,见8 U. S. C. §§ 1254(a)(1)和1103;8 CFR §2.1 (1987);INS
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has discretion to deny a motion to reopen even if the alien has made out a prima facie case for relief; that is, our prior glosses on § 3.2 have served as support for an abuse-of-discre- tion standard of review for the third type of denial, where the
有权拒绝重新开放动议,即使外国人已提出初步案件以获得救济;也就是说,我们先前对§ 3.2的注释已成为第三类拒绝的滥用自由裁量权审查标准的支持,即
BIA simply refuses to grant relief that is itself discretionary in nature, even if the alien has surmounted the requisite thresholds of prima facie case and new evidence/reasonable explanation.
移民上诉委员会仅拒绝准予本身具有自由裁量性质的救济,即使外国人已跨越初步案件和新证据/合理解释的必要门槛。
But even before reaching the ultimate decision on an alien's application for discretionary relief from deportation, or be- fore reaching the point at which mandatory relief is called for in a withholding of deportation case, the BIA's discretion may be called into play regarding the specific, evidentiary re- quirements of §§3.2 and 208.11. That is, in a given case the BIA may determine, either as a sufficient ground for denying relief or as a necessary step toward granting relief, whether
但即使在对外国人关于驱逐出境自由裁量救济的申请作出最终决定之前,或在暂缓驱逐出境案件中达到要求强制救济的程度之前,移民上诉委员会的自由裁量权可能就§§ 3.2和208.11的具体证据要求而被援用。也就是说,在特定案件中,移民上诉委员会可以确定——无论是作为拒绝救济的充分理由,还是作为准予救济的必要步骤——是否
v. Jong Ha Wang, 450 U. S. 139, 144-146 (1981), whereas the standard for determining eligibility for asylum is determined by statute, see 8 U. S. C.
诉Jong Ha Wang, 450 U. S. 139, 144-146 (1981),而确定庇护资格的标准由法规确定,见8 U. S. C.
§§ 1158 and 1101(a)(42)(A). Thus, respondent continues, Jong Ha Wang and its successor cases are of limited value because they all arose in the suspension of deportation setting, where the BIA's discretion to deter- mine eligibility is greater than it is in the asylum setting. Without com- menting on the validity of respondent's conclusion regarding the varying degrees of discretion the BIA may exercise in suspension of deportation and asylum settings, we note that even if respondent's point were correct, it would be irrelevant for purposes of this case. The BIA's regulation that provides for reopening of deportation proceedings, 8 CFR § 3.2 (1987), applies to all motions to reopen, regardless of the underlying substantive basis of the alien's claim. Further, the separate regulation relied on by the BIA in denying respondent's motion to reopen, 8 CFR § 208.11 (1987), addresses not the underlying substantive standard for an asylum claim, but rather the additional threshold an alien must overcome on a motion to re- open to make such a claim. As we are simply defining the standard a court of appeals must apply in reviewing the BIA's denial of reopening on §§ 3.2 and 208.11 grounds -and not the standard for establishing eligibility for asylum, whether initially or on motion to reopen-whatever distinction may exist regarding the BIA's discretion in determining eligibility for suspension of deportation and for asylum does not affect the question we address today. See n. 3, supra.
§§ 1158和1101(a)(42)(A)。因此,被申请人继续主张,Jong Ha Wang及其后续案件价值有限,因为它们都产生于暂缓驱逐出境背景,其中移民上诉委员会确定资格的自由裁量权大于庇护背景。在不评论被申请人关于移民上诉委员会在暂缓驱逐出境和庇护背景中可能行使的不同程度自由裁量权的结论是否有效的情况下,我们指出,即使被申请人的观点正确,对于本案目的而言也无关紧要。移民上诉委员会关于重新开放驱逐出境程序的规定,8 CFR § 3.2 (1987),适用于所有重新开放动议,无论外国人主张的 underlying 实质性依据如何。此外,移民上诉委员会在拒绝被申请人重新开放动议时所依赖的单独规定,8 CFR § 208.11 (1987),涉及的不是庇护主张的 underlying 实质性标准,而是外国人在重新开放动议中提出此类主张必须克服的额外门槛。由于我们仅界定上诉法院在审查移民上诉委员会基于§§ 3.2和208.11理由拒绝重新开放时必须适用的标准——而非确立庇护资格的标准,无论是在最初还是在重新开放动议时——关于移民上诉委员会在确定暂缓驱逐出境和庇护资格方面的自由裁量权可能存在的任何区别,都不影响我们今日处理的问题。见前引脚注3。
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the alien has produced previously unavailable, material evi- dence (§ 3.2), and, in asylum cases, whether the alien has reasonably explained his or her failure to request asylum initially (§ 208.11). We hold today that such decisions are subject to an abuse-of-discretion standard of review.
外国人已提供先前无法获得的实质性证据(§ 3.2),以及在庇护案件中,外国人是否合理解释了其最初未请求庇护(§ 208.11)。我们今日裁定,此类决定受滥用自由裁量权审查标准的约束。
The reasons why motions to reopen are disfavored in de- portation proceedings are comparable to those that apply to petitions for rehearing," and to motions for new trials on the basis of newly discovered evidence. 12 There is a strong pub-
重新审理动议在驱逐出境程序中不受青睐的原因,与适用于复审申请以及基于新发现证据而提出的重新审判动议的原因相类似。12 存在一种强烈的公
lic interest in bringing litigation to a close as promptly as is consistent with the interest in giving the adversaries a fair opportunity to develop and present their respective cases. The relevance of this interest to deportation proceedings was pointedly explained in an opinion that we recently quoted with approval:
共利益,即在与给予对方当事人公平机会以发展和陈述其各自案件的利益相一致的前提下,尽可能迅速地将诉讼终结。这一利益与驱逐出境程序的相关性,已在一份我们最近予以赞同引用的意见书中被明确指出:
11 See, e. g., Bowman Transportation, Inc. v. Arkansas-Best Freight System, Inc., 419 U. S. 281, 294-296 (1974) (reopening of Interstate Com- merce Commission licensing hearing only "in the most extraordinary cir- cumstances"); Cities of Campbell v. FERC, 248 U. S. App. D. C. 267, 278, 770 F. 2d 1180, 1191 (1985) (reopening of Federal Energy Regulatory Com- mission evidentiary hearing "a matter of agency discretion, . . . reserved for extraordinary circumstances"); Duval Corp. v. Donovan, 650 F. 2d
11 参见,例如,Bowman Transportation, Inc. v. Arkansas-Best Freight System, Inc., 419 U. S. 281, 294-296 (1974)(州际商业委员会许可听证的重新开启仅"在最特殊的情况下");Cities of Campbell v. FERC, 248 U. S. App. D. C. 267, 278, 770 F. 2d 1180, 1191 (1985)(联邦能源管理委员会证据听证的重新开启"属于机构自由裁量事项,……保留给特殊情况");Duval Corp. v. Donovan, 650 F. 2d
1051, 1054 (CA9 1981) (reconsideration of Federal Mine Safety and Health Review Commission order "addressed to that body's discretion" and "[d]e- nial of such a petition should be overturned only upon a showing of the clearest abuse of discretion"); Nance v. EPA, 645 F. 2d 701, 717 (CA9) ("The administrative process cannot provide for the constant reopening of the record to consider new facts, . . . and it is for the agency, not this court to determine when such reopening is appropriate, unless the failure to reconsider can be characterized an abuse of discretion"), cert. denied sub nom. Crow Tribe of Indians, Montana v. EPA, 454 U. S. 1081 (1981).
1051, 1054 (CA9 1981)(联邦矿山安全与健康复审委员会命令的重新考虑"交由该机构自由裁量",且"[对]此类申请的[否]决只有在表明最明显的滥用自由裁量权时方应被推翻");Nance v. EPA, 645 F. 2d 701, 717 (CA9)("行政程序不能为不断重新开启记录以考虑新事实作出规定,……并且应由机构而非本法院决定此种重新开启何时适当,除非不予重新考虑可被定性为滥用自由裁量权"),调卷令被否决,名义为 Crow Tribe of Indians, Montana v. EPA, 454 U. S. 1081 (1981)。
11 See, e. g., United States v. Tucker, 836 F. 2d 334, 336 (CA7 1988) (new trial only if newly discovered evidence "would probably lead to an acquittal in the event of a trial"); United States v. Vergara, 714 F. 2d 21, 22 (CA5
11 参见,例如,United States v. Tucker, 836 F. 2d 334, 336 (CA7 1988)(只有在新的发现证据"在审判时很可能导致无罪判决"时才重新审判);United States v. Vergara, 714 F. 2d 21, 22 (CA5
1983) ("[S]tandard for review of the denial of a motion for new trial on [grounds of newly discovered evidence] rests in the sound discretion of the trial court"); 3 C. Wright, Federal Practice and Procedure § 557, p. 315
1983)("[对]基于[新发现证据的理由]驳回重新审判动议的复审[标准]取决于初审法院的合理自由裁量权");3 C. Wright, Federal Practice and Procedure § 557, p. 315
(1982) (motions for new trial on grounds of newly discovered evidence "are not favored by the courts and are viewed with great caution").
(1982)(基于新发现证据理由的重新审判动议"不受法院青睐,并受到极为谨慎的看待")。
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法院意见 485 U. S.
"'If INS discretion is to mean anything, it must be that the INS has some latitude in deciding when to re- open a case. The INS should have the right to be re- strictive. Granting such motions too freely will permit endless delay of deportation by aliens creative and fertile enough to continuously produce new and material facts sufficient to establish a prima facie case. It will also waste the time and efforts of immigration judges called upon to preside at hearings automatically required by the prima facie allegations[, a requirement not disputed in this case]."' INS v. Jong Ha Wang, 450 U. S., at 144, n. 5 (quoting from Judge Wallace's dissenting opin- ion in Villena v. INS, 622 F. 2d 1352, 1362 (CA9 1980) (en banc) (CA9 companion case to Jong Ha Wang).
"'如果INS的自由裁量权要有任何意义,那就必须是INS在决定何时重新开启案件时拥有一定的裁量空间。INS应当有权采取限制性立场。过于随意地批准此类动议,将使那些富有创造力且多产、足以不断产生新的重大事实以确立初步证据案件的外国人得以无休止地拖延驱逐出境。这还将浪费移民法官的时间和精力,他们被要求主持因初步证据主张而自动要求的听证[, 该要求在本题中并无争议]。'" INS v. Jong Ha Wang, 450 U. S., at 144, n. 5(引用Wallace法官在Villena v. INS, 622 F. 2d 1352, 1362 (CA9 1980)(全体庭审)中的反对意见(CA9中与Jong Ha Wang相关的伴随案件))。
As we have detailed above, the Court of Appeals in this case purported to decide "whether [respondent] presented a prima facie case for reopening." 802 F. 2d, at 1100. In so doing, the Court of Appeals set out a standard for BIA mo- tions to reopen deportation proceedings, see supra, at 100-
正如我们在上文所详述的,本案中的上诉法院声称要裁决"[被上诉人]是否提出了重新开启的初步证据案件"。802 F. 2d, at 1100。在这样做时,上诉法院为BIA重新开启驱逐出境程序的动议设定了一项标准,参见上文,at 100-
101, that appears to have conflated the quite separate issues whether the alien has presented a prima facie case for asy- lum with whether the alien has reasonably explained his fail- ure to apply for asylum initially and has indeed offered previ- ously unavailable, material evidence. To the extent that
101,该标准似乎混淆了两个相当不同的问题:外国人是否提出了庇护的初步证据案件,以及外国人是否合理地解释了他最初未能申请庇护的原因,并且确实提供了先前无法获得的重大证据。就
"See, e. g., Aviles-Torres v. INS, 790 F. 2d 1433, 1436 (CA9 1986) (prima facie showing of entitlement to relief and explanation of failure to present evidence earlier are separate elements of reopening motion); Bahramnia v. INS, 782 F. 2d 1243, 1245 (CA5) (requirements of §§ 3.2 and 208.11 "additional ... to the establishment of a prima facie case of eligibil- ity"), cert. denied, 479 U. S. 930 (1986); Ananeh-Firempong v. INS, 766 F. 2d 621, 627 (CA1 1985) (§ 3.2 requirement separate from prima facie case requirement); Duran v. INS, 756 F. 2d 1338, 1340, n. 1 (CA9 1985) (two requirements for reopening to request asylum: prima facie case of eligibil- ity for relief and reasonable explanation for failure to apply initially, under
"参见,例如,Aviles-Torres v. INS, 790 F. 2d 1433, 1436 (CA9 1986)(初步表明有权获得救济与解释先前未能提出证据是重新开启动议的独立要素);Bahramnia v. INS, 782 F. 2d 1243, 1245 (CA5)(§§ 3.2和208.11的要求"附加于……确立初步资格案件"),调卷令被否决,479 U. S. 930 (1986);Ananeh-Firempong v. INS, 766 F. 2d 621, 627 (CA1 1985)(§ 3.2要求独立于初步证据案件要求);Duran v. INS, 756 F. 2d 1338, 1340, n. 1 (CA9 1985)(请求庇护的重新开启的两项要求:初步资格案件和根据
§ 208.11); Samimi v. INS, 714 F. 2d 992, 994 (CA9 1983) ("To justify re- opening on the basis of an asylum claim, a petitioner must make a prima facie showing that he is eligible for the relief sought, . . . and explain
§ 208.11对最初未能申请作出的合理解释);Samimi v. INS, 714 F. 2d 992, 994 (CA9 1983)("为以庇护申请为由证明重新开启的正当性,申请人必须初步表明其有资格获得所寻求的救济,……并解释
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the reasoning of the Court of Appeals addresses the issue of reopening rather than the issue of prima facie case for asy- lum," it is not supported by our cases, and has been consist- ently rejected by other Circuits and by other panels in the Ninth Circuit. 5 We have never suggested that all ambigu-
上诉法院的推理涉及的是重新开启的问题,而非庇护初步证据案件的问题",它不为我们判例所支持,并已被其他巡回法院和第九巡回法院的其他合议庭一致拒绝。5 我们从未暗示所有含糊
his failure to raise the asylum claim in the previous proceeding. 8 CFR § 3.2, 208.11 (1983). Somewhat related to this second requirement is the requirement that the petitioner offer new, material evidence that could not have been discovered and presented at the former hearing. 8 CFR §§ 3.2, 103.5, 242.22 (1983)").
其在先前程序中未提出庇护申请。8 CFR § 3.2, 208.11 (1983)。与这第二项要求有些相关的是,申请人须提供在先前听证中无法发现和提出的新的重大证据。8 CFR §§ 3.2, 103.5, 242.22 (1983)")。
1 As we have stated throughout the opinion, to the extent that the Court of Appeals' reasoning addresses the issue of prima facie case for asylum, we offer no view of its validity, save our observation, infra, at 111, that the untimeliness of an asylum claim may be relevant to the BIA's decision as to the prima facie case issue on reopening.
1 正如我们在意见全文中所述,就上诉法院的推理涉及庇护初步证据案件问题而言,我们对其有效性不发表意见,除了我们在下文at 111的观察,即庇护申请的不及时可能与BIA在重新开启时对初步证据案件问题的裁决相关。
5See, e. g., Torres-Hernandez v. INS, 812 F. 2d 1262, 1264 (CA9 1987) (abuse-of-discretion standard applied to denial of motion to reopen on § 3.2 grounds); Sakhavat v. INS, 796 F. 2d 1201, 1203 (CA9 1986) (abuse-of- discretion standard applied to denial of reopening on § 208.11 grounds); Conti v. INS, 780 F. 2d 698, 701 (CA7 1985) (abuse-of-discretion standard applied to denial of reopening on § 3.2 grounds); Ananeh-Firempong v. INS, supra, at 626 (abuse-of-discretion standard applied to denial of motion to reopen in which alien complied with § 3.2 by alleging new facts); Riasati
5参见,例如,Torres-Hernandez v. INS, 812 F. 2d 1262, 1264 (CA9 1987)(对基于§ 3.2理由驳回重新开启动议适用滥用自由裁量权标准);Sakhavat v. INS, 796 F. 2d 1201, 1203 (CA9 1986)(对基于§ 208.11理由驳回重新开启适用滥用自由裁量权标准);Conti v. INS, 780 F. 2d 698, 701 (CA7 1985)(对基于§ 3.2理由驳回重新开启适用滥用自由裁量权标准);Ananeh-Firempong v. INS, supra, at 626(对驳回重新开启动议适用滥用自由裁量权标准,其中外国人通过主张新事实遵守了§ 3.2);Riasati
v. INS, 738 F. 2d 1115, 1119 (CA10 1984) (abuse-of-discretion standard ap- plied to denial of motion to reopen on § 3.2 materiality grounds); Motamedi v. INS, 713 F. 2d 575, 576 (CA10 1983) (BIA abused its discretion in deny- ing motion to reopen when alien had complied with § 208.11 by reasonably explaining his failure to request asylum initially); LeBlanc v. INS, 715 F. 2d 685, 689 (CA1 1983) (suggesting that our holding in INS v. Jong Ha
v. INS, 738 F. 2d 1115, 1119 (CA10 1984)(对基于§ 3.2重大性理由驳回重新开启动议适用滥用自由裁量权标准);Motamedi v. INS, 713 F. 2d 575, 576 (CA10 1983)(当外国人通过合理解释其最初未请求庇护而遵守了§ 208.11时,BIA在驳回重新开启动议时滥用了自由裁量权);LeBlanc v. INS, 715 F. 2d 685, 689 (CA1 1983)(暗示我们在INS v. Jong Ha
Wang, 450 U. S. 139 (1981), permits the BIA, pursuant to § 3.2, to "decide that it will not reopen in cases such as the one at bar, where the movant may have made out a prima facie case, but the Board is persuaded that for other assertedly legitimate reasons it would not, as a matter of discretion, allow suspension"); Samimi v. INS, supra, at 994-995 (abuse-of-discretion standard applied to denial of reopening on §§ 3.2 and 208.11 grounds); Chae Kim Ro v. INS, 670 F. 2d 114 (CA9 1982) (abuse-of-discretion standard applied to denial of reopening on § 3.2 grounds); Au Yi Lau v. INS, 181
Wang, 450 U. S. 139 (1981)中的裁决允许BIA依据§ 3.2"决定在诸如本案的案件中不予重新开启,即动议人可能已初步确立案件,但委员会被说服,基于其他据称正当的理由,它不会作为自由裁量事项允许中止");Samimi v. INS, supra, at 994-995(对基于§§ 3.2和208.11理由驳回重新开启适用滥用自由裁量权标准);Chae Kim Ro v. INS, 670 F. 2d 114 (CA9 1982)(对基于§ 3.2理由驳回重新开启适用滥用自由裁量权标准);Au Yi Lau v. INS, 181
U. S. App. D. C. 99, 107, 555 F. 2d 1036, 1044 (1977) ("At most, [§ 3.2] dictates that the Board consider any new circumstances advanced in sup- port of a motion to reopen, and that the Board not abuse its discretion in determining whether the circumstances are sufficient to justify granting of
U. S. App. D. C. 99, 107, 555 F. 2d 1036, 1044 (1977)("[§ 3.2]至多规定委员会考虑为支持重新开启动议而提出的任何新情况,并且委员会在裁定这些情况是否足以证明批准
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OCTOBER TERM, 1987
1987年10月开庭期
Opinion of the Court 485 U. S.
法院意见 485 U. S.
ities in the factual averments must be resolved in the movant's favor, and we have never analogized such a motion to a motion for summary judgment. The appropriate anal- ogy is a motion for a new trial in a criminal case on the basis of newly discovered evidence, as to which courts have uni- formly held that the moving party bears a heavy burden.
事实陈述中的含糊之处必须以有利于动议人的方式解决,而我们从未将此类动议类比为简易判决动议。适当的类比是刑事案件中基于新发现证据的重新审判动议,对此法院一致认为动议方承担沉重负担。
See, e. g., Taylor v. Illinois, 484 U. S. 400, 414, n. 18 (1988) (citing cases). Moreover, this is the tenor of the Attorney General's regulations, which plainly disfavor motions to re- open. See n. 2, supra. In sum, although all adjudications by administrative agencies are to some degree judicial and to
参见,例如,Taylor v. Illinois, 484 U. S. 400, 414, n. 18 (1988)(引用判例)。此外,这是司法部长条例的主旨,其明确不青睐重新开启动议。参见上文n. 2。总之,尽管行政机构的所有裁决在某种程度上是司法性的,并在
some degree political 1 6 -and therefore an abuse-of-discretion standard will often apply to agency adjudications not gov- erned by specific statutory commands-INS officials must exercise especially sensitive political functions that implicate questions of foreign relations, 7 and therefore the reasons for giving deference to agency decisions on petitions for reopen- ing or reconsideration in other administrative contexts apply
某种程度上具有政治性 1 6——因此,自由裁量权滥用标准往往适用于不受具体法定命令约束的机构裁决——移民归化局(INS)官员必须行使尤其敏感的政治职能,这些职能涉及对外关系问题, 7 因此,在其他行政语境中,对机构关于重新开案或重新考虑的申请所作决定给予尊重的理由同样适用
with even greater force in the INS context.
具有更大的效力。
III We have no doubt that if respondent had made a timely application for asylum, supported by the factual allegations and exhibits set forth in his motion to reopen, the Immigra- tion Judge would have been required to grant him an eviden-
III 我们毫不怀疑,如果被上诉人及时提出了庇护申请,并附有其重新开启动议中陈述的事实主张和证据,移民法官将被要求给予他证据
the motion"); see also, e. g., Brown v. INS, 249 U. S. App. D. C. 333, 337, 775 F. 2d 383, 387 (1985) (abuse-of-discretion standard applied to denial of motion to reopen on § 3.8 grounds due to lack of evidentiary support).
动议");另参见,例如,Brown v. INS, 249 U. S. App. D. C. 333, 337, 775 F. 2d 383, 387 (1985)(对因缺乏证据支持而基于§ 3.8理由驳回重新开启动议适用滥用自由裁量权标准)。
11 See, e. g., Northern Pipeline Construction Co. v. Marathon Pipe Line Co., 458 U. S. 50, 67-70 (1982) (plurality opinion) (Constitution authorizes Congress to delegate adjudication of "public rights" to non-Article III judges); see also id., at 91 (REHNQUIST, J., concurring in judgment) ("pub-
11 参见,例如,Northern Pipeline Construction Co. v. Marathon Pipe Line Co., 458 U. S. 50, 67-70 (1982)(复数意见)(宪法授权国会将"公共权利"的裁决委托给非第三条法官);另参见同上,at 91(REHNQUIST法官,同意判决)("公
lic rights" doctrine might sustain other powers granted non-Article III judges under the Bankruptcy Act of 1978, but not the adjudication of appel-
共权利"原则可能支持根据1978年《破产法》授予非第三条法官的其他权力,但不支持裁决上
lant's contract suit).
诉人的合同诉讼)。
17 Cf., e. g., Hampton v. Mow Sun Wong, 426 U. S. 88, 101-102, n. 21 (1976) ("[T]he power over aliens is of a political character and therefore subject only to narrow judicial review").
17 比较,例如,Hampton v. Mow Sun Wong, 426 U. S. 88, 101-102, n. 21 (1976)("[对]外国人的权力具有政治性质,因此仅受有限的司法审查")。
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INS v. ABUDU
INS v. ABUDU
94 Opinion of the Court
94 法院意见
tiary hearing. See 8 CFR §§ 208.6 (1987) (requiring appear- ance before immigration officer for asylum application) and 208.10(c) (permitting presentation of evidence in deportation proceedings). We are equally convinced, however, that an alien who has already been found deportable has a much heavier burden when he first advances his request for asylum -in a motion to reopen. In passing on the sufficiency of such a motion, the BIA is entitled to attach significance to its un- timeliness, both for the purpose of evaluating the probability
听证。参见8 CFR §§ 208.6 (1987)(要求为庇护申请亲自到移民官员面前)和208.10(c)(允许在驱逐出境程序中出示证据)。然而,我们同样确信,已被裁定可驱逐出境的外国人,在其首次通过重新开启动议提出庇护请求时,承担着重得多的负担。在裁定此类动议的充分性时,BIA有权重视其不及时性,既是为了评估可能性
that the movant can prove his allegations and for the purpose of determining whether the movant has complied with the regulation requiring a reasonable explanation for the failure to request asylum during the deportation proceeding.
即动议人能够证明其主张,并且是为了确定动议人是否遵守了要求在驱逐出境程序期间未请求庇护作出合理解释的法规。
In this case we have no hesitation in concluding that the BIA did not abuse its discretion when it held that respondent had not reasonably explained his failure to apply for asylum prior to the completion of the initial deportation proceeding. The surprise visit in 1984 was admittedly an event with un- certain meaning, but it was neither arbitrary nor unreason- able for the BIA to regard it as not providing any significant additional support for a claim that respondent had not previ- ously considered strong enough to prompt him to assert that he had a well-founded fear of persecution.
在本案中,我们毫不犹豫地认定,BIA在裁定 respondent 未合理解释其在初始驱逐出境程序完成之前未申请庇护时,没有滥用其自由裁量权。1984年的意外来访固然是一个含义不确定的事件,但BIA认为该事件并未为这样一项主张提供任何重要的额外支持——即 respondent 此前认为该主张不够有力,不足以促使他声称自己有充分理由恐惧迫害——这既非任意也非不合理。
The portion of the Court of Appeals' judgment that re- versed the BIA order denying the motion to reopen is reversed.
上诉法院判决中撤销BIA驳回重新开启动议之命令的部分被撤销。
It is so ordered.
特此命令。
JUSTICE KENNEDY took no part in the consideration or de- cision of this case.
KENNEDY大法官未参与本案的审理或裁决。